At Sun Life, we work together, share common values and encourage growth and achievement. We offer many career paths that attract a wide variety of talent and skills. Follow a path that lets your talents shine. Job Description:
Heavily involved in conducting Corporate compliance testing including from setting a test plan, engagement planning and fieldwork, test file wrap up to reporting of all control deficiencies with mitigation actions to local management and Regional Office in quality and timely manner.
Enhanced Regulatory Compliance Management (RCM) of new regulations and expected amendments and the inclusion of Regulatory Compliance Management activities such as maintaining Compliance universe and regulatory inventory, update of RCM Policy and Operating Guidelines as well as performing regular risk assessment on RCM program and report of all identified risks to line manager, Business Unit Compliance Officer, local management and Regional Office in timely manner.
Implement Market Conduct Program including review of local Market Conduct operating guideline and respective procedures and performing the branch review on regularly basis.
Work close with first line Quality Assurance team to ensure sales conduct is well managed and monitored and report of all control deficiencies to line manager.
- University Degree Holder
- 5 years above working experience in insurance/ audit field
- Proficient in speaking and written both English and Chinese
- Familiar with excel, word and powerpoint
- Must have Compliance and Strong Governance Senses
We offer 5-day work, attractive salary, MPF, group life and group medical insurance; and excellent career development opportunities to the right candidate.
We are an equal opportunity employer and welcome applications from all qualified candidates. Application forms and resume will be kept for a period of 24 months after completion of the recruitment process. (All information will be held in strict confidence and only be used for recruitment purpose).Job Category:
CompliancePosting End Date: